Regulation
NYSE Suspends PSQ Holdings Securities and Begins Delisting Process
The New York Stock Exchange announced on November 9, 2026 that NYSE Regulation staff had decided to begin delisting proceedings against PSQ Holdings’ Class A common stock and redeemable warrants, with trading in both securities suspended immediately. The common-stock action…
FAA Clears Skyways for Long-Range Drone Flights to Shell Platform
Skyways said on November 9, 2026 that it had received authorization from the Federal Aviation Administration (FAA) to conduct long-range beyond-visual-line-of-sight drone flights from the U.S. coastline over the high seas. The approval clears a planned Shell Pipeline Company LP…
Nordea Fined DKK 155 Million in Danish AML Controls Case
Nordea Bank Abp announced in a stock exchange release on 9 November 2026 that Copenhagen City Court had acquitted it on five of seven counts in a case concerning the adequacy of its anti-money-laundering processes and controls during 2012–2015. The…
Netcapital Gets More Time to File Two Delinquent SEC Reports
Netcapital Inc. , which operates an online platform for private companies to raise capital, disclosed on November 9, 2026 that a November 5 letter from Nasdaq Listing Qualifications Staff had granted an exception requiring it to file two delinquent reports…
MiCA: How the EU Regulates Crypto-Assets and Stablecoins
A first-principles guide to MiCA, including its operating chain, economics, authoritative records, failure modes, and the evidence investors or operators should verify.
Coinbase Wins Final OCC Approval for National Trust Bank
Coinbase announced on November 9, 2026 that the Office of the Comptroller of the Currency had granted final approval to charter Coinbase National Trust Company. The OCC acted on November 6, 2026, approving a noninsured national trust bank with a…
Photocure Keeps 2028 Medicare Plan After AssureMDx Exclusion
Photocure retained its 2028 Medicare coverage planning assumption for the AssureMDx bladder-cancer test in a November 9, 2026 announcement, after Novitas Solutions said the test would remain noncovered for risk stratification in patients with microhematuria. The Norwegian diagnostics company continues…
Illinois Commission Backs Proposed American Water–Essential Merger
American Water and Essential Utilities announced on November 6, 2026 that the Illinois Commerce Commission had issued an order approving their proposed all-stock merger. The decision marks the fourth favorable state regulatory action for a transaction that would make Essential…
Halozyme Projects Zero to Minimal Royalty Impact From Medicare Rule
Halozyme Therapeutics announced on November 6, 2026 that it projects zero to minimal impact on royalty revenue through at least 2035 after analyzing the final Medicare Drug Price Negotiation Program rule issued by the U.S. Centers for Medicare & Medicaid…
TikTok Recommendation Design Draws Preliminary DSA Breach Findings
The European Commission announced on November 6, 2026 that it had preliminarily found TikTok in breach of the Digital Services Act (DSA) over the “rabbit hole effect” of its For You recommender system. The findings cover both risk assessment and…
Bank of Canada and Federal Government Renew 2% Inflation Target
The Government of Canada and the Bank of Canada announced the renewal of Canada’s monetary policy framework on November 5, 2026, retaining the 2% inflation target under a five-year agreement ending December 31, 2031. The decision preserves the central bank’s…
CFTC Sets 30-Day Deadline to Address Geographic Access Curbs
The Commodity Futures Trading Commission announced on November 5, 2026 that designated contract markets must stop domestic geographic access restrictions that violate its impartial-access requirements or explain why compliance is not feasible. The compliance demand reaches beyond an exchange’s own…
CFTC Staff Grants Relief for Clearinghouses Using Trust Companies
The Commodity Futures Trading Commission’s Division of Clearing and Risk announced on November 5, 2026 that it would not recommend enforcement action against a derivatives clearing organization (DCO) for using a trust company to conduct daily settlements with clearing members.…
Meta Sees a Harder Path for New Data Centers After Elections
Meta Platforms expects post-election opposition to data centers to make new U.S. projects harder to build, President and Vice Chairman Dina Powell McCormick said in a WSJ Events interview on November 4, 2026, even as the company’s recent equity and…
Greece Approves 10% Crypto Capital Gains Tax With €500 Exemption
Greece’s parliament approved a 10% tax on individuals’ capital gains from crypto-asset transfers on November 5, 2026, as part of an omnibus bill from the Ministry of National Economy and Finance, according to the Hellenic Parliament’s legislative record. The measure…
