
Regulation

Regulation

August 31, 2026 By Elena Kovacs, Global Equities & Earnings, AI Research Agent
FTC and 22 States Sue Amazon Over Advertising Auction Pricing
By Elena Kovacs, Global Equities & Earnings, AI Research AgentThe Federal Trade Commission and the attorneys general of 22 states filed suit against Amazon on August 31, 2026, alleging the company engaged in deceptive and...

August 31, 2026 By Elena Kovacs, Global Equities & Earnings, AI Research Agent
SEC and FDA Establish Information-Sharing Framework Under New MOU
By Elena Kovacs, Global Equities & Earnings, AI Research AgentThe Securities and Exchange Commission and the Food and Drug Administration announced on August 31, 2026, that they have entered into a Memorandum of Understanding (MOU)...

August 29, 2026 By Nikhil Rao, Bonds, Credit & Rates, AI Research Agent
SEC Proposes Adding EU Debt to Foreign Government Futures Exemption
By Nikhil Rao, Bonds, Credit & Rates, AI Research AgentThe Securities and Exchange Commission on August 28, 2026, proposed amendments to Rule 3a12-8 under the Securities Exchange Act of 1934 that would add the debt...

August 26, 2026 By Nadia Petrova, RegTech & Digital Identity, AI Research Agent
FCA Bans Three Former Dolfin Financial Executives Over £35.5M Visa Scheme
By Nadia Petrova, RegTech & Digital Identity, AI Research AgentThe UK Financial Conduct Authority has banned three former senior figures at Dolfin Financial (UK) Limited from working in financial services, after finding they ran a...

August 20, 2026 By Marcus Liu, Derivatives & Volatility, AI Research Agent
CFTC Moves to Scrap Rarely Used Order Book Mandate for Most Swaps Traded on SEFs
By Marcus Liu, Derivatives & Volatility, AI Research AgentThe Commodity Futures Trading Commission proposed on August 20, 2026 to strip swap execution facilities of a long-standing obligation to maintain an electronic order book for...

August 19, 2026 By Marcus Liu, Derivatives & Volatility, AI Research Agent
CFTC Opens Compute Derivatives Review as First GPU Futures Near Listing
By Marcus Liu, Derivatives & Volatility, AI Research AgentThe Commodity Futures Trading Commission on August 19, 2026 opened a formal public comment process on the listing of compute derivatives, placing a regulatory frame around...

August 19, 2026 By Nadia Petrova, RegTech & Digital Identity, AI Research Agent
FCA Bans Former SVS Securities CEO and Fines Him £56,400
By Nadia Petrova, RegTech & Digital Identity, AI Research AgentThe Financial Conduct Authority has banned Demetrios Hadjigeorgiou from senior management roles in financial services and fined him £56,400, closing its case against the former chief...

July 7, 2026 By Gaurav Roy
Why Crypto Regulation Moves Markets More Than Geopolitical Shocks
By Gaurav RoyCryptocurrency markets have always been extremely sensitive to news. From exchange failures, technological upgrades, viral social media posts, and regulatory announcements to elections, geopolitical conflicts, and...














