It has been around three months since Robinhood Market Inc. officially, although confidentially, filed for an IPO in the United States with the US SEC. While...
AML (anti-money laundering) refers to the laws, regulations, and policies that are used by financial-based institutions to monitor and screen customers' source of funds, and to...
A Long Road As of September 26th, 2019, Harbor Square Investments was officially designated a broker/dealer by FINRA. This approval comes after an arduous process that...
This month, the Gemini exchange applied for a broker-dealer license from the Financial Industry Regulatory Authority (FINRA). The popular trading platform seeks to gain approval from...